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Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
Preface
On 1 July 1997 the People's Republic
of China resumed the exercise of sovereignty over Hong Kong,
which became a Special Administrative Region of the PRC. The
principle of "one country, two systems" which is
enshrined in the Basic Law means that Hong Kong's previous
legal system has continued in place as the foundation of the
rule of law in the Hong Kong Special Administrative Region
(the HKSAR), whilst the change of sovereignty is reflected
in the HKSAR's new status as a part of the PRC.
The rule of law has played a vital role
in Hong Kong's past success, and will continue to be essential
for Hong Kong's future. The rule of law begins with individuals
and their right to seek the protection of the courts, in which
justice is administered by impartial judges. It protects the
freedom of individuals to manage their affairs without fear
of arbitrary interference by the Government or the improper
influence of the rich and powerful. Its starting point is
the individual but it encompasses the whole of society. Yet
individuals will not be able to assert their rights without
understanding the legal system.
This booklet aims to explain how the
legal system, which is firmly based on the rule of law, works
in Hong Kong. It is designed to give readers helpful information
about the essential features of the legal system - the independent
Judiciary, the jury system, the role of the Secretary for
Justice and the Department of Justice, legal aid and the legal
profession.
The SAR Government is committed to maintaining
the rule of law, and to spreading an understanding of that
vital concept. It is hoped that this booklet will assist in that
endeavour.

The Rule of Law
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The "rule of law" refers to some
of the fundamental principles of law that govern the way in
which power is exercised in Hong Kong. The rule of law has
several different meanings and corollaries. Its principal
meaning is that the power of the Government and all of its
servants shall be derived from law as expressed in legislation
and the judicial decisions made by independent courts. At
the heart of Hong Kong's system of government lies the principle
that no one, including the Chief Executive, can do an act
which would otherwise constitute a legal wrong or affect a
person's liberty unless he can point to a legal justification
for that action. If he cannot do so, the affected person can
resort to a court which may rule that the act is invalid and
of no legal effect. Compensation may be ordered in the affected
person's favour. This aspect of the rule of law is referred
to as the principle of legality.
One corollary of the principle of legality
can be summarised as equality before the law. It is fundamental
that all persons, regardless of race, rank, politics or religion,
are subject to the laws of the land. Further, the rule of
law requires that the courts are independent of the Executive.
This independence is crucial if impartial rulings are to be
given when the legality of acts of government falls to be
decided.
Legality and equality before the law are two
fundamental facets of the "rule of law". But the
principle demands something more, otherwise it would be satisfied
by giving the Government unrestricted discretionary powers.
A further meaning of the rule of law, therefore, is to be
found in a system of rules which restrict discretionary power.
To this end the courts have developed a set of guidelines
aimed at ensuring that statutory powers are not used in ways
which the Legislature did not intend. These guidelines relate
to both the substance and the procedures relating to the exercise
of executive power. An example of the former is where a court
concludes that a decision which purports to be authorised
by a statutory power is plainly unreasonable and cannot have
been envisaged by the Legislature. An example of the latter
is where a decision has been made without according the party
affected the opportunity of being heard in circumstances where
the Legislature must have envisaged that such an opportunity
would have been given. In both cases a court would hold that
the decisions were legally invalid.
The Basic
Law ensures that the legal system in the HKSAR will continue
to give effect to the rule of law, by providing that the laws
previously in force in Hong Kong (that is, the common law,
rules of equity, ordinances, subordinate legislation and customary
law) shall be maintained, save for any that contravene the
Basic Law, and subject to subsequent amendment by the HKSAR
Legislature.

Sources of Law in
Hong Kong
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The Basic Law
Nature of the Basic
Law
The Basic
Law of the HKSAR was enacted by the National People's
Congress in accordance with the Constitution of the People's
Republic of China. It is akin to a mini-constitution for the
HKSAR. It was promulgated on 4 April 1990 and took effect
on 1 July 1997 on the establishment of the HKSAR. All the
systems and policies practised in the HKSAR must be based
on the provisions of the Basic Law. These include the social
and economic systems; the system for safeguarding the fundamental
rights and freedoms of its residents; the executive, legislative
and judicial systems; and the relevant policies. Furthermore,
no law enacted by the legislature of the HKSAR may contravene
the Basic Law.
The most prominent feature of the Basic Law
is the underlying principle of "one country, two systems"
whereby the socialist system and policies shall not be practised
in the HKSAR, and the previous capitalist system and way of
life is to remain unchanged for 50 years.
Under the Basic Law, all the laws previously
in force in Hong Kong (that is, the common law, rules of equity,
ordinances, subordinate legislation and customary law) shall
be maintained, except for any that contravene the Basic Law
and subject to any amendment by the HKSAR legislature. National
laws of the People's Republic of China shall not be applied
in the HKSAR except for a number of such laws relating to
defence and foreign affairs which are listed in Annex III
to the Basic Law.
Relationship
between the Central Authorities and the HKSAR
The National People's Congress through the
Basic Law authorises the HKSAR to exercise a high degree of
autonomy directly under the Central People's Government. The
HKSAR enjoys executive, legislative and independent judicial
power, including that of final adjudication, in accordance
with provisions of the Basic Law. Although foreign affairs
relating to the HKSAR are the responsibility of the Central
People's Government, the HKSAR is authorised to conduct relevant
external affairs on its own in accordance with the Basic Law.
The Central People's Government is also responsible for the
defence of the HKSAR, but the responsibility of maintaining
public order in the HKSAR is a matter for its Government.
Fundamental rights
protected by the Basic Law
The Basic Law details the fundamental rights,
freedoms and duties of the residents of the HKSAR. These rights
include the right to equality before the law; freedom of speech,
of the press and of publication; freedom of association, of
assembly, of procession and of demonstration; and the right
and freedom to form and join trade unions, and to strike;
freedom of movement; freedom of conscience; and freedom of
religious belief. The Basic Law also guarantees that the provisions
of the International Covenant on Civil and Political Rights;
of the International Covenant on Economic, Social and Cultural
Rights; and of the International Labour Conventions as applied
to Hong Kong will remain in force.
The political structure
of the HKSAR
The Chief
Executive is the head of the HKSAR and is accountable
to the Central People's Government and the HKSAR. He is assisted
in policy making by the Executive
Council of the HKSAR. The Chief Executive presides over
the Executive Council and appoints its members.
The main powers and functions of the Government
of the HKSAR (which is headed by the Chief Executive) include
the formulation and implementation of policies, the conduct
of administrative affairs and the drawing up and introduction
of budgets and legislation.
The HKSAR's legislature is the Legislative
Council, and the Basic Law prescribes the specific method
for forming the Legislative Council and its procedures for
voting on bills and motions. Under the Basic Law the Legislative
Council's functions include the making of laws, approving
budgets and public expenditure and monitoring the work of
the Government in general.
The common law and the rules of equity
Common law and the rules of equity are to be
found primarily in the judgments of the superior courts in
Hong Kong and other common law jurisdictions. In historical
terms, reports of judgments handed down by judges have, since
at least the 15th century, established in detail the legal
principles regulating the relationship between state and citizen,
and between citizen and citizen. There are now some hundreds
of thousands of reported cases in common law jurisdictions
which comprise the common law. The rights relating to freedom
of speech, freedom of assembly, and freedom from arbitrary
arrest or imprisonment have been spelt out in cases which
were decided more than three centuries ago. As we have seen,
these have now been underpinned by provisions in the Basic
Law.
The common law's most distinguishing hallmark
is reliance on a system of case precedent, not restricted
to judicial decisions generated within any single jurisdiction,
but case law from all jurisdictions throughout the common
law world. Article 84 of the Basic Law provides that the courts
of the HKSAR may refer to the precedents of other common law
jurisdictions. In addition, the Court of Final Appeal and
the Judiciary
of the HKSAR is given power to invite judges from other common
law jurisdictions to participate in the judicial processes.
Statute law
The vast majority of statute law in force in
Hong Kong is made locally and contained in the Laws of Hong
Kong. A great deal of legislation is made under delegated
powers. This is called subsidiary legislation. For example,
an ordinance may delegate to the Chief Executive in Council
(the Chief Executive with the advice of the Executive Council)
the power to make regulations to deal with the details of
the implementation of a legislative scheme.
Chinese customary law
Some aspects of Chinese customary law apply
in Hong Kong. For example, under section 13 of the New Territories
Ordinance (Cap 97) the courts may recognise and enforce Chinese
customs or customary rights in relation to land in the New
Territories; and Chinese law and custom is recognised in the
Legitimacy Ordinance (Cap 184).
International law
Over 200 international treaties and agreements
have been applied to Hong Kong. A treaty does not constitute
part of Hong Kong's domestic law until given effect by legislation.
Nonetheless, it may affect the development of the common law.
It may, for example, be resorted to by a court as an aid to
interpretation. The rapidly developing rules of customary
international law can also become absorbed into the common
law.

The Criminal Law
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
Criminal prosecutions
The Secretary
for Justice has overall responsibility for the conduct
of prosecutions in Hong Kong. It is for the Secretary and
those who prosecute on the Secretary's behalf to decide whether
or not a prosecution should be instituted in any particular
case or class of cases.
In prosecutions for serious or complicated
offences, or those which give rise to difficult points of
law, police officers and other law enforcement agents will
seek the advice of the Secretary for Justice or of counsel
in the Prosecutions
Division of the Department of Justice. In determining
whether or not to prosecute, the Secretary for Justice considers
two issues: first, is the evidence sufficient to justify the
institution of proceedings? Second, if it is, does the public
interest require a prosecution to take place? In making that
decision the Secretary for Justice is not subject to any instructions
or directions from the Executive.
In practice, many prosecutions at the summary
level involve simple cases which are processed by the Police
or other investigative bodies and do no require the specific
involvement of the Secretary for Justice. At the same time,
all such cases are scrutinised at the Magistrates Courts by
Senior Court Prosecutors acting on behalf of the Secretary.
The jury system
The most serious criminal offences, such as
murder, manslaughter, rape, armed robbery and certain drug
offences, are tried by a judge of the Court of First Instance,
sitting with a jury of seven people or, where a judge so orders,
nine. It is the jury which decides whether the accused is
guilty or not guilty. A judge will urge a jury to strive for
unanimity in reaching their verdict, but a jury may return
a majority verdict of five to two or seven to two.
The purpose of a death inquest is to establish
the identity of a deceased person and the cause of and circumstances
connected with the death. In certain defined cases, an inquest
must be held with a jury. In these cases, and in any other
case in which the Coroner decides to hold an inquest with
a jury, a jury of five is appointed.
The Basic
Law expressly provides that the principle of trial by
jury is maintained.
Principles of defence
A number of principles of defence, which are
in accordance with Article 14 of the International Covenant
on Civil and Political Rights (which has been applied to Hong
Kong by the Hong Kong Bill of Rights Ordinance (Cap 383)),
have been incorporated in the Criminal Procedure Ordinance
(Cap 221), Legal Aid in Criminal Cases Rules (Cap 221D), or
absorbed into the common law. The Basic Law guarantees the
preservation of these rights, which are:
- equality before the courts;
- the right to a fair and public trial by
a competent, independent and impartial tribunal established
by law;
- the right to trial by jury in the most
serious cases;
- the presumption of innocence;
- the burden of proof lies on the prosecution;
- the standard of proof is one of beyond
reasonable doubt;
- the right to prompt and detailed information
as to the nature and cause of the charge;
- adequate time for preparation of the defence
case;
- the right to legal representation;
- the right to be tried without undue delay;
- the right to legal assistance;
- the right to be tried in one's presence;
- the right to call witnesses and secure
their presence in court;
- the right to cross-examine prosecution
witnesses;
- the right to have the free service of an
interpreter;
- the right to remain silent in court;
- the right to appeal against conviction
and/or sentence;
- the right not to be tried or punished for
an offence for which one has previously been convicted or
acquitted; and
- the right to bail pending trial or appeal
(subject, however, to the gravity of the offence charged
and all the surrounding circumstances).

The Civil Law
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The main difference between criminal and civil
proceedings is that the former are instituted in the name
of the HKSAR to suppress crime and to punish criminals, while
the latter are taken to protect and to recover property and
to enforce obligations.
While civil proceedings are often taken by
the Government against individuals, including corporations,
and vice versa, such proceedings are more commonly instituted
by individuals against other individuals.
The burden of proof is easier to discharge
in a civil case than in a criminal case, the standard of proof
being one based on the balance of probabilities.
The principal branches of the civil law include
contract, tort, property, administrative, family and revenue
law. The law of contract is concerned with the many different
types of agreements into which persons, including corporations,
enter in going about their daily business. As one of the world's
major financial and commercial centres, Hong Kong sees an
immense number of corporate and financial agreements entered
into each year. One important function of a lawyer is to ensure
that such contracts are drafted clearly in an endeavour to
prevent disputes arising.
The law of tort is concerned with claims arising
out of breaches of a duty of care owed by one individual to
another.
The law of property governs the ownership of,
and rights in, property including land and buildings and intellectual
property such as trademarks, patents and copyright.
Administrative law is designed to protect the
individual against an abuse of power by the Government or
public bodies.
Family law deals with, amongst other things,
divorce and disputes over the custody of children, maintenance
of spouse and children, and the division of property.
Revenue law is relevant to the assessment and
recovery of taxes and duties.

The Language of the
Law
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
Article 9 of the Basic
Law provides that "In addition to the Chinese Language,
English may also be used as an official language by the executive
authorities, legislature and judiciary of the Hong Kong Special
Administrative Region". Both Chinese and English therefore
have a part to play in the language of the law.
Having regard to this, and the HKSAR's position
as a major international trading and financial centre, a Committee
on Bilingual Legal System was established in April 1998 to
advise the Government on a range of issues, including the
policy and long-term goal of bilingualism in law and how that
goal should be attained.
The common law
The principles of the common law are to be
found in the judgments of the courts, both in Hong Kong and
in other common law jurisdictions around the world. The language
in which those judgments have been delivered over the years
is almost exclusively English. There are hundreds of thousands
of reported cases which form the basis of the common law,
and it would obviously be impractical to attempt to translate
these into Chinese. While in future there is likely to be
an increasing number of judgments in Hong Kong delivered in
Chinese, English will continue to be the only medium in which
the majority of judgments from overseas is reported.
Statute law
In keeping with the Basic Law's provisions
on bilingualism, all legislation in Hong Kong is enacted in
both Chinese and English, and both versions are accorded equal
status. Thanks to the bilingual legislation programme begun
in 1989, authentic Chinese texts have been completed of all
pre-existing legislation which had been enacted in the English
language only, and Hong Kong's statute book is now entirely
bilingual.
Amendments made to the Interpretation and General
Clauses Ordinance (Cap 1) facilitate the legal interpretation
of bilingual legislation by providing a number of guidelines.
The most significant of these is in section 10B which provides
that both texts of a bilingual ordinance are equally authentic
and are presumed to have the same legal meaning. Where the
two texts disclose a difference of meaning, the meaning which
best reconciles the texts, having regard to the object and
purposes of the Ordinance, shall be adopted. This approach
is closely in line with Articles 31 and 33 of the Vienna Convention
on the Law of Treaties.
The courts
In July 1995, the Official Languages Ordinance
(Cap 5) was amended to enable any court to use either or both
of the official languages in any proceedings before it as
it thinks fit; to enable a party or his legal representatives
or a witness in proceedings in a court to use either or both
the official languages, or such other language as the court
may permit; to provide that the decision of a court to use
one of the official languages in any proceedings before it,
is final; and to empower the Chief Justice to make rules and
issue practice directions to regulate the use of Chinese language
in the courts.
Efforts are being made on various fronts to
improve the use of Chinese in the higher courts. A Practice
Direction on the use of Chinese in the Court of First Instance
has been prepared by the Judiciary.
Training for bilingual judges has also been introduced, including
the conduct of mock summings-up and the provision of a course
on Chinese writing skills.
No matter whether English or Chinese is used
in the proceedings, everyone has a right to use the language
of his choice to give evidence. The court will arrange interpretation
facilities.

Changing
the Law
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The common law
The common law is essentially judge-made law
and is to be found primarily in the judgments of the courts
of the HKSAR and other common law jurisdictions. While it
is flexible and adaptable, the doctrine of precedent often
makes it difficult for judges to change well-established legal
doctrines. If significant, rather than incremental, changes
need to be made to the law it is usually necessary to achieve
these by way of legislation.
Statute law
Initiatives for legislative change come from
a variety of sources: from within Government; from members
of the Legislative
Council; from the Law
Reform Commission; and from the community. As a general
rule, the Government of the HKSAR will be responsible for
drafting and introducing bills, motions and subsidiary legislation.
Under the Basic
Law, members of the Legislative Council of the HKSAR may
also individually or jointly introduce bills which do not
relate to public expenditure or to the political structure
or to the operation of the Government. However, the written
consent of the Chief Executive is required before bills relating
to government policies are introduced. About 100 ordinances
are passed into law each year. Several hundred pieces of subsidiary
legislation are also made.
The Basic Law provides that the Chief Executive
must consult the Executive
Council before introducing bills to the Legislative Council.
Ordinances are enacted by the Legislative Council and will
only take effect after they are signed and promulgated by
the Chief Executive.
When a Bill is presented to the Legislative
Council, it has to go through three readings and a committee
stage. The first reading is purely formal, and is made by
the Clerk to the Legislative Council who reads out the title
of the Bill. The second reading starts with a speech made
by the member or public officer in charge of the Bill. He
or she gives a brief outline of its principles and main provisions
and usually concludes by moving that the debate on the second
reading be adjourned.
In the meantime, a committee of the Legislative
Council may, at the discretion of its members, be constituted
to consider the Bill in detail. In the committee stage, the
Bill is considered clause by clause, and any debate is confined
to the details of each clause. The committee may make amendments,
provided that these are relevant to the subject matter of
the Bill and do not alter it in principle. When all the clauses
have been so considered, the chairman of the committee reports
to the Council that the Bill has passed through the committee
stage with or without amendment. At the resumption of the
debate, any member of the Legislative Council may speak on
the issues raised by the Bill. The member or public officer
in charge of the Bill has the right of reply. Members are
then asked to vote that the Bill be read a second time. If
carried, the Bill is formally read the second time, meaning
that the Bill has been agreed to in principle.
The Bill is then deemed to be set down for
the third reading. It is later read formally the third time
at the same sitting. A Bill which has received its third reading
becomes law when it is signed and promulgated by the Chief
Executive and then gazetted as an ordinance.
The Law Reform Commission
The Law
Reform Commission is an independent advisory body which
considers areas of law reform referred to it by the Secretary
for Justice or the Chief Justice of the Court of Final Appeal.
It comprises prominent lawyers and non-lawyers appointed to
it on a voluntary part-time basis. It is served by a secretariat
of lawyers from the Department of Justice who provide research
and administrative support. The Commission's
reports are presented to the Government and are available
to the public.
Since its establishment in 1980, the Commission
has issued reports on a wide range of subjects. These include:
Commercial Arbitration; Damages for Personal Injuries and
Death; Legal Effects of Age; Control of Exemption Clauses;
Bail; Fraud; Description of Uncompleted Residential Properties
on Sale; Interception of Communications; Corporate Rescue;
and Civil Liability for Unsafe Products. The majority of the
recommendations contained in the Commission's reports have
subsequently been implemented through legislation.
The Standing Committee on Company Law Reform
The Standing Committee on Company Law Reform
(SCCLR) is an independent non-statutory committee which was
established in 1984. It is responsible for ensuring that regular
amendments are made to the Companies Ordinance to meet the
needs of the business community and regulators.
The SCCLR also advises the Financial Secretary
on amendments required to the Securities Ordinance and the
Protection of Investors Ordinance with the objective of providing
support to the Securities and Futures Commission in its role
of administering these ordinances. The SCCLR comprises members
from relevant Government Bureaux and Departments and the academic,
accountancy, banking, commercial, legal and company secretarial
sectors of the community. It is chaired, currently, by a Justice
of Appeal, its secretarial services are provided by the Companies
Registry and it meets on a regular basis approximately once
every five weeks. It has recently issued a Report on the recommendations
of a Consultancy Report on the Review of the Hong Kong Companies
Ordinance. At present, it is conducting a review of Corporate
Governance standards in Hong Kong.

The Legal Profession
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The legal profession in Hong Kong is divided
into two distinct branches - barristers and solicitors. Solicitors
have limited rights of audience before the courts whereas
barristers have unlimited rights of audience in all courts.
Lawyers practising within one branch of the profession are
not, at the same time, allowed to practise within the other.
While the majority of members of the legal
profession are engaged in private practice, a significant
number work in one of the Government legal departments (such
as the Department
of Justice or the Legal
Aid Department), or are employed as legal advisers to
public or private companies, or engaged in teaching and research
at one of Hong Kong's tertiary institutions.
Barristers
There are almost 800 practising barristers
in Hong Kong. The Bar Council, which is elected annually,
is the governing body for barristers.
The conduct and etiquette of members of the
Bar are governed by the Code of Conduct for the Bar of Hong
Kong as amended from time to time. Every barrister, whether
in practice or not, must maintain the standards and professional
integrity of the Bar.
Barristers (often referred to as "counsel")
can accept instructions from a firm of solicitors, or members
of professional bodies recognised by the Bar
Association. They can also be employed, or "briefed",
upon instructions from the Department of Justice, the Legal
Aid Department or the Duty Lawyer Service.
The point of contact for members of the public
is the solicitor who gathers the evidence of a case and interviews
witnesses.
When a barrister has attained a substantial
level of accomplishment and recognition, and has been in practice
for at least 10 years, he or she can apply to become Senior
Counsel (a process generally known as "taking silk",
a reference to the material of the gown they wear in court).
The expertise of a Senior Counsel is usually sought in the
more complex cases.
Barristers must practise singly, whereas solicitors
are allowed to practise together in a partnership. While barristers
usually practise in a set of chambers, their legal, financial
and professional duties are separate and distinct from those
of the other barristers sharing those chambers. No one barrister
is responsible for the conduct of another barrister in the
same set of chambers.
Solicitors
There are over 4,900 solicitors practising
in Hong Kong. The Law
Society is the governing body of the profession, which
is largely self-regulatory. An elected Council has wide responsibilities
for maintaining professional and ethical standards. It is
responsible for issuing practising certificates.
The work of the Law Society includes investigating
complaints made by members of the public against solicitors
(which may result in disciplinary proceedings); researching
and commenting on legislative proposals; setting and maintaining
high standards of work and ethical practice through practice
rules, directions and guidelines; and maintaining frequent
contacts with legal professional bodies in other jurisdictions.
The Law Society sets and monitors education
and training standards for solicitors and administers a scheme
of Continuing Professional Development (CPD) which is mandatory
for all trainee solicitors and all solicitors with practising
certificates.
The Law Society also registers and regulates
the practice of all foreign lawyers practising in Hong Kong.
There are 37 established foreign law firms which advise on
the law of their home jurisdictions. Foreign lawyers can now
be admitted as Hong Kong solicitors either by obtaining an
exemption from, or by passing, the Overseas Lawyers Qualification
Examination, administered by the Law Society.
Some 400 solicitors are admitted to practise
as notaries public in Hong Kong. The Hong Kong Society of
Notaries is the governing body for notaries public, and the
Chief Justice is the appointing authority for Hong Kong notaries.
The Chief Justice is responsible for appointing a Notaries
Public Disciplinary Tribunal Panel from which the Notaries
Public Disciplinary Tribunal is set up to inquire into the
conduct of notaries public.

The Courts
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The courts
of justice in Hong Kong are the Court of Final Appeal,
the High Court (which comprises the Court of Appeal and the
Court of First Instance), the District Court, the Magistrates
Court, the Coroner's Court, and the Juvenile Court. In addition,
there are a number of tribunals which have jurisdiction to
adjudicate on disputes relating to specific, defined areas.
These include the Lands Tribunal, the Labour Tribunal, the
Small Claims Tribunal and the Obscene Articles Tribunal.
Court of Final Appeal
The Joint
Declaration and the Basic
Law specifically guarantee the establishment on 1 July
1997 of a Hong Kong based Court of Final Appeal, and this
replaced the Judicial Committee of the Privy Council in London
as the final appellate court for Hong Kong. It has jurisdiction
conferred on it by the Hong Kong Court of Final Appeal Ordinance
(Cap 484).
Under the provisions in the Basic Law and the
Hong Kong Court of Final Appeal Ordinance (Cap 484), the judges
of the Court of Final Appeal are appointed by the Chief Executive,
in accordance with the recommendations of an independent commission,
and those appointments must be endorsed by the Legislature.
The Hong Kong Court of Final Appeal Ordinance
provides that an appeal shall be heard and determined by the
Court constituting the Chief Justice, three permanent judges
and one non-permanent Hong Kong judge or one judge from another
common law jurisdiction.
High Court
The High Court comprises the Court of Appeal
and the Court of First Instance.
Court of Appeal
The Court of Appeal hears appeals on all matters,
civil and criminal, from the Court of First Instance and the
District Court, as well as appeals from the Lands Tribunal.
It also makes rulings on questions of law referred to it by
the lower courts.
Court of First Instance
The jurisdiction of the Court of First Instance
is unlimited in both criminal and civil matters. The latter
include divorce, admiralty, bankruptcy, company winding-up,
adoption, probate and lunacy. The Court of First Instance
also exercises appellate jurisdiction in hearing appeals from
Magistracies, the Labour Tribunal, the Small Claims Tribunal
and the Obscene Articles Tribunal.
District Court
The District Court has limited jurisdiction
in both civil and criminal matters. It has civil jurisdiction
to hear monetary claims over $50,000, but not more than $1,000,000.
In the case of claims for recovery of land, or where the title
to an interest in land comes in question, the annual rent
or rateable value or the annual value must not exceed $240,000.
Apart from its general civil jurisdiction, the District Court
has exclusive jurisdiction over claims brought under the Employees'
Compensation Ordinance (Cap 282), tax recovery claims under
the Inland Revenue Ordinance (Cap 112) and distress for rent
under the Landlord and Tenant (Consolidation) Ordinance (Cap
7). Matrimonial causes and adoption applications must also
be commenced in the District Court (the court which handlles
these types of cases is known as the Family Court).
In its criminal jurisdiction, the court may
try the more serious cases with the exception of a few very
serious offences such as murder, manslaughter and rape. The
maximum term of imprisonment it can impose is seven years.
It also exercises limited appellate jurisdiction in hearing
appeals from Tribunals and Statutory Bodies conferred on it
under various ordinances, including the Stamp Duty Ordinance
(Cap 117), the Pneumoconiosis (Compensation) Ordinance (Cap
360) and the Occupational Deafness (Compensation) Ordinance
(Cap 469).
Magistrates Court
Magistrates exercise a criminal jurisdiction,
which covers a wide range of indictable and summary offences.
Their powers of punishment are generally restricted to a maximum
of two years' imprisonment, or a fine of $100,000, but in
respect of certain offences their powers are greater.
All indictable offences originate before a
magistrate. The Secretary for Justice may apply to have a
case transferred to the District Court or committed to the
Court of First Instance depending on the seriousness of the
case. Appeals are brought from a magistrate to a judge of
the Court of First Instance.
Special magistrates may be qualified lawyers
or persons with substantial experience in the legal field.
They deal with cases of a more routine nature, such as hawking
and minor traffic cases. In general, their maximum power of
sentencing is six months' imprisonment and a fine of $50,000.
Coroner's Court
The Coroner's Court inquires into deaths which
occur as a result of accident or violence, or under suspicious
circumstances, when a person dies suddenly, or when a dead
body is found in or brought into Hong Kong.
Juvenile Court
The Juvenile Court has jurisdiction to hear
charges against children (aged under 14) and young persons
(aged between 14 and 16) for any offence other than homicide.
Children under the age of 10 are deemed not to have reached
the age of criminal responsibility and accordingly no court,
including the Juvenile Court, has jurisdiction over cases
involving such young people. However, the Juvenile Court does
have power to deal with care and protection cases involving
young people aged up to 18.
Lands Tribunal
The four principal judicial functions of the
Lands Tribunal are to:
- determine the sums payable by the Government
and others for compensation to persons whose land is compulsorily
resumed or the value of which is reduced because of public
or private developments
- determine building management disputes;
- determine appeals from decisions of the
Commissioner of Rating and Valuation and appeals against
the assessment of the prevailing market value of property
made by the Director of Housing; and
- determine all matters under the Landlord
and Tenant (Consolidation) Ordinance (Cap 7).
Labour Tribunal
The Labour Tribunal provides a quick, inexpensive
and informal method of settling disputes between employees
and employers. No legal representation is allowed. It deals
with claims arising from the alleged breach of a term of a
contract of employment, for wages in lieu of notice of termination
of service, arrears of wages, statutory holiday pay, annual
leave pay, sickness allowance, maternity leave pay, bonus,
double pay, severance pay, long service payments and so on.
Small Claims Tribunal
The Small Claims Tribunal hears minor monetary
claims involving amounts not exceeding $50,000. The hearing
is informal and no legal representation is allowed.
Obscene Articles Tribunal
The Control of Obscene and Indecent Articles
Ordinance (Cap 390) came into force in 1987 providing for
the establishment of the Obscene Articles Tribunal.
The two main functions of the tribunal are
to:
- determine whether an article referred to
it by a court or a magistrate is an obscene or indecent
article and whether any matter publicly displayed is indecent;
- classify an article as Class I (neither
obscene nor indecent), Class II (an indecent article) or
Class III (an obscene article).
Administrative Tribunals and Boards
In addition to the legal bodies mentioned earlier,
a number of ordinances establish tribunals to deal specifically
with appeals against administrative decisions made under the
ordinances in question. Given the increasing extent to which
the citizen is affected by the decisions of officials, such
appeal rights are assuming greater importance.
Market Misconduct
Tribunal
The Market Misconduct Tribunal replaced the
Insider Dealing Tribunal on 1 April 2003, subject to certain
transitional arrangements. The Market Misconduct Tribunal
was established under the Securities and Futures Ordinance
(Cap 571) which came into force the same day. The Tribunal
consists of a Chairman, who is a judge or a former judge of
the High Court, and two other members who must not be public
officers. The Tribunal, in civil proceedings instituted by
the Financial Secretary, determines whether market misconduct
(which means insider dealing and any of five other specified
types of conduct) in relation to a listed corporation has
taken place, the identity of any person engaged in that market
misconduct, and the amount of profit gained (or loss avoided)
as a result of the market misconduct. The Tribunal makes orders
consequential to those determinations.
Administrative Appeals
Board
The Administrative Appeals Board Ordinance
(Cap 442) came into force in 1994 providing for the establishment
of an independent Administrative Appeals Board. The Board
deals with a wide range of statutory appeals against certain
administrative decisions. The Board comprises people with
legal expertise and a wide spectrum of experience. It may
confirm, vary or reverse the original decision of the decision
maker or substitute therefor such other decision or make such
other order as it may think fit. It conducts hearings in public
and allows the appellant the right to attend and be represented
at Board hearings. The Board is required to state in writing
the reasons for its decisions.
Commissions and Commissioners
In addition to the judicial and administrative
tribunals and boards described above, there are a number of
other bodies set up to oversee compliance with specific legislation
and to which members of the public may have recourse if they
feel aggrieved.
Electoral Affairs
Commission
The Electoral
Affairs Commission was established in 1997 under the Electoral
Affairs Commission Ordinance (Cap 541). The Commission comprises
three members and the Chairman is a judge of the High Court.
The Commission's main functions are to demarcate electoral
boundaries and to supervise the conduct of elections to the
Legislative Council and other tiers of district administration.
The Commission issues guidelines on election-related
activities. It operates a complaints committee to handle complaints
against breaches of the guidelines and contraventions of electoral
law. All these are done for the purpose of ensuring that elections
in Hong Kong are conducted openly, honestly and fairly.
Ombudsman
The Office
of the Ombudsman is an independent authority, established
under the Ombudsman Ordinance (Cap 397) since February 1989.
The Ombudsman is appointed by the Chief
Executive of the HKSAR. The role of the Ombudsman includes:
- redressing individual grievances against
maladministration in the public sector;
- making bureaucracy more humane;
- lessening the gap between the Government
and the public;
- acting as the people's watchdog;
- preventing abuses;
- righting individual wrongs;
- indicating the facts when public officers
are unjustly accused;
- improving the efficiency and quality of
service in the public sector; and
- protecting human rights.
Two major amendments were made to the Ombudsman
Ordinance in 1994 and 1996 to enable citizens to lodge complaints
directly with the Ombudsman, to empower him to initiate direct
investigations on his own volition and to extend his jurisdiction
to include nearly all Government departments and 14 major
statutory bodies. In respect of the Hong
Kong Police Force and the Independent
Commission Against Corruption, the Ombudsman's jurisdiction
is confined to their exercise of administrative functions
in relation to the Code on Access to Information.
In addition to investigating complaints, the
Office of the Ombudsman also provides alternate dispute resolution
services, including the Internal Complaint Handling Programme
which affords departments and organisations an opportunity
to handle relatively minor complaints with the consent of
the complainant, while the Office monitors the outcome.
Equal Opportunities
Commission
The Equal
Opportunities Commission is a statutory body set up in
1996 to implement the Sex Discrimination Ordinance (Cap 480),
the Disability Discrimination Ordinance (Cap 487) and the
Family Status Discrimination Ordinance (Cap 527).
The Commission works towards the elimination
of discrimination on the grounds of sex, marital status, pregnancy,
disability and family status. Its main functions are to eliminate
sexual harassment, and harassment and vilification on the
ground of disability; to promote equality of opportunities
between men and women, between persons with and without a
disability and irrespective of family status; to investigate
complaints of discrimination; and to endeavour to settle complaints
by conciliation. Where conciliation has been attempted but
has not succeeded; the Commission has the power to give assistance
to an aggrieved person to bring legal action in the District
Court.
Privacy Commission
The Privacy
Commissioner's Office is an independent statutory body
appointed to monitor and supervise compliance with the Personal
Data (Privacy) Ordinance (Cap 486), which was enacted to protect
the privacy of individuals in relation to personal data. The
main provisions of the Personal Data (Privacy) Ordinance came
into force on 20 December 1996.
The Privacy Commissioner for Personal Data's
statutory functions and powers include: the investigation
of suspected contraventions of the requirements of the Ordinance;
the approval and issue of codes of practice giving practical
guidance on compliance with the requirements of the Ordinance;
the examination of proposed legislation that may affect the
privacy of individuals in relation to personal data; the inspection
of personal data systems; research and monitoring with respect
to developments in technology that may adversely affect the
privacy of individuals in relation to personal data; and liaison
and co-operation with persons outside Hong Kong performing
a similar function.
International co-operation
The judgments and awards of the Hong Kong High
Court and above may be enforced in most common law jurisdictions
and in consequence of international agreements and arrangements,
in a number of foreign countries including France, Germany
and Italy. Reciprocal arrangements exist for the enforcement
in Hong Kong of the judgments of the superior courts of those
countries that will enforce Hong Kong's judgments. Similarly,
maintenance orders made in matrimonial proceedings can be
enforced, on a reciprocal basis, in a number of overseas countries.
Extradition agreements provide for the surrender
of persons who are accused or convicted of a serious criminal
offence committed within the jurisdiction of one of the Parties
to the agreement who are found in the territory of the other
Party. The courts in Hong Kong also have jurisdiction, on
request from a foreign court, to obtain evidence in Hong Kong
for civil or criminal proceedings in that court. Similarly,
the courts in Hong Kong can issue Letters of Request to overseas
courts for the obtaining of evidence. Mutual legal assistance
in the investigation and prosecution of criminal offences
in Hong Kong and overseas and in the recovery of proceeds
of crime is also given and obtained directly by the International
Law Division of the Department of Justice, under the Mutual
Legal Assistance in Criminal Matters Ordinance (Cap 525).

The Judiciary
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The Hong Kong courts are operated by the Hong
Kong Judiciary, independently both of the Executive and
the Legislature. The Chief Justice is the head of the Judiciary,
both in a judicial and an administrative sense. He is assisted
on the administrative support side by a Judiciary Administrator,
ranked at the same level as a policy secretary. On the judicial
side, the open courts at the various levels described in Chapter
8 are presided over by judges with professional legal qualifications
and experience from both Hong Kong and other common law jurisdictions.
Some senior judges are recruited from amongst eminent local
barristers, others are promoted from within the Judiciary
or from senior posts in the Department
of Justice. They all make their judgments independently,
subject to appeal as laid down by law. In addition, there
are a Registrar and Deputy Registrars who relieve the judges
of much "chambers" work (i.e. the work done before,
after or instead of full court proceedings).
Under the Basic
Law, judges are appointed by the Chief
Executive of the HKSAR on the recommendation of the Judicial
Officers Recommendation Commission. This is an independent
statutory body constituted under the Judicial Officers Recommendation
Commission Ordinance (Cap 92), composed of local judges, persons
from the legal profession and eminent persons from other sections.
The Chief Justice of the Court of Final Appeal and the Chief
Judge of the High Court must be Chinese citizens who are permanent
residents of Hong Kong with no right of abode in any foreign
country. All judges and magistrates must have been qualified
as legal practitioners either in Hong Kong or in another common
law jurisdiction and have had substantial professional experience.
Judges have security of tenure until they reach
retirement age (which, depending on their date of appointment,
is either 60 or 65 years for District Court judges and 65
for judges of the Court of Final Appeal and the High Court).
The Basic Law stipulates that a judge may only be removed
for inability to discharge his or her duties, or for misbehaviour,
by the Chief Executive on the recommendation of a tribunal
appointed by the Chief Justice of the Court of Final Appeal,
consisting of not fewer than three local judges. In the case
of the Chief Justice, the tribunal (appointed by the Chief
Executive) must consist of not fewer than five local judges.
In addition, before a judge of the Court of Final Appeal or
the Chief Judge of the High Court may be removed from office,
the Basic Law stipulates that the endorsement of the Legislative
Council is required.
The independence of the Judiciary, in Hong
Kong as elsewhere, is essentially made up of two aspects -
constitutional independence and independence of outlook. Judicial
independence is underpinned by the method of judicial appointment
and the guarantee of security of tenure. A judge also enjoys
and will continue to enjoy a large measure of protection against
civil liability in respect of acts performed while sitting
in that capacity, and his conduct cannot be questioned by
the Legislature. This judicial independence is a fundamental
aspect of the Rule of Law.
The interpretation and amendment of the
Basic Law
Article 158 of the Basic Law provides:
"The power of interpretation of this
law shall be vested in the Standing Committee of the National
People's Congress.
The Standing Committee of the National
People's Congress shall authorise the courts of [the HKSAR]
to interpret on their own, in adjudicating cases, the provisions
of this Law which are within the limits of autonomy of the
Region.
The courts of [the HKSAR] may also interpret
other provisions of this Law in adjudicating cases. However,
if the courts of the Region, in adjudicating cases, need
to interpret the provisions of this Law concerning affairs
which are the responsibility of the Central People's Government,
or concerning the relationship between the Central Authorities
and the Region, and if such interpretation will affect the
judgments on the cases, the courts of the Region shall,
before making their final judgments which are not appealable,
seek an interpretation of the relevant provisions from the
Standing Committee of the National People's Congress through
the Court of Final Appeal of the Region. When the Standing
Committee makes an interpretation of the provisions concerned,
the courts of the Region, in applying those provisions,
shall follow the interpretation of the Standing Committee.
However, judgments previously rendered shall not be affected.
The Standing Committee of the National
People's Congress shall consult its Committee for the Basic
Law of [the HKSAR] before giving an interpretation of this
Law."
The Basic Law Committee of the HKSAR is comprised
of twelve persons, six of whom shall be from the Mainland
and the remaining six from Hong Kong. Hong Kong members must
be Chinese citizens who are permanent residents of the HKSAR
with no right of abode in any foreign country and are nominated
jointly by the Chief Executive, the President of the Legislative
Council and the Chief Justice of the SAR Court of Final
Appeal for appointment by the Standing Committee of the National
People's Congress.
The power of amendment of the Basic Law is
vested in the National People's Congress. The powers to propose
bills for amendments to the Basic Law are respectively vested
in the Standing Committee of the National People's Congress,
the State Council and the HKSAR. The Committee for the Basic
Law will consider the proposed amendments before they are
put to the National People's Congress. The amendment to the
Basic Law shall not contravene the established basic policies
of the People's Republic of China regarding Hong Kong.

The Role of the Secretary
for Justice
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The Secretary
for Justice is appointed by the Central People's Government,
after being nominated by the Chief
Executive. No person may be appointed as the Secretary
for Justice unless he or she has been admitted as a legal
practitioner in Hong Kong or in certain other common law jurisdictions.
The Secretary for Justice must be a Chinese citizen who is
a permanent resident of the HKSAR with no right of abode in
any foreign country and have ordinarily resided in Hong Kong
for a continuous period of not less than 15 years.
The Secretary for Justice is the principal
legal adviser to the Chief Executive, to the Government and
to individual Government departments and agencies, and is
a member of the Executive
Council. In addition to duties and responsibilities in
relation to the conduct of criminal proceedings, the Secretary
for Justice is the defendant in all civil actions brought
against the Government in the courts.
As guardian of the public interest in a wider
sense, the Secretary for Justice may apply for judicial review
to enforce public legal rights. The Secretary for Justice
has a right to intervene in any case involving a matter of
great public interest.
In addition, the Secretary for Justice:
- represents the public interest as counsel
to Tribunals of Inquiry;
- is the Protector of Charities and must
be joined as a party in all actions to enforce charitable
or public trusts; and
- has a more general public interest role
as "amicus curiae" (literally "friend of
the court"), the most important example of which is
the bringing of alleged instances of contempt of court to
the notice of the courts.
The Secretary for Justice is also the ex
officio chairman of the Law
Reform Commission. The Commission includes in its membership
both academic and practising lawyers, and prominent members
of the community. The Commission considers for reform those
aspects of the laws of Hong Kong which are referred to it
by the Secretary for Justice or the Chief Justice of the Court
of Final Appeal.

The Department of
Justice
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
In addition to the duties outlined in Chapter
10, the Secretary
for Justice is also head of the Department
of Justice, which comprises six divisions, five of which
are professional divisions headed by a Law Officer to whom
the Secretary for Justice delegates certain powers and responsibilities.
The remaining division deals with administrative, training
and personnel matters, and the development needs of the department.
Providing direct support to the Secretary for Justice is the
Secretary for Justice's
Office. A principal function of the Office is to assist
the Secretary in relation to matters arising from the Executive
and Legislative
Councils, whether this be the promotion of legislation or
providing answers to legislators' questions.
Prosecutions Division
The Prosecutions
Division is headed by the Director of Public Prosecutions.
Lawyers from the division conduct the prosecution in the majority
of Court of First Instance and District Court trials and often
appear before magistrates in important cases or when difficult
points of law arise. The majority of cases before Magistrates
are prosecuted by Court Prosecutors.
In addition to court appearances, Government
Counsel in the Prosecutions Division advise the law enforcement
agencies and other Government departments responsible for
the prosecution of offences. Within the Prosecutions Division
are the two Trial Preparation Sections (Court of First Instance
and District Court); the Police Advice (Magistrates Court),
Court Prosecutors, Vice and Obscene Articles Section; the
Management and Training Section; the Court Specialists, Anti-Terrorism,
Triad and Organised Crime Section; the Court Specialists and
Customs and Excise Section; the Basic Law, Bill of Rights,
Complaints Against Police and Gambling Section; the Appeals
and Narcotics Policy Co-ordination Section; the Research,
General Advisory and Immigration Section; the Advocacy and
Labour Section; and the Commercial Crime Unit. The Commercial
Crime Unit is itself divided into five sections: Domestic
Proceeds of Crime and Inland Revenue Section, Computer Crime
and Copyright Section; Fraud and Market Misconduct Section;
and the two Independent Commission Against Corruption Sections
(public and private sectors).
Civil Division
The Civil
Division, headed by the Law Officer (Civil Law), provides
legal advice on civil law to all Government bureaux and departments
and represents the Government both as solicitors and as barristers
in all civil litigation, including arbitrations. Specialist
units advise on building and planning law, on the drafting
of Government contracts and on the role of the Government
as employer. The division advises on the adequacy of existing
legislation in relation to civil law, and on the preparation
of drafting instructions in respect of new legislation or
amendment to existing legislation.
Law Drafting Division
The Law
Drafting Division, headed by the Law Draftsman, is responsible
for drafting all Government legislation of the HKSAR. Counsel
in the division also advise the Government on legal issues
identified in the course of developing the draft legislation.
When the final draft of a piece of legislation is submitted
to the Executive Council for consideration and to the Legislative
Council to go through the legislative process, the draftsman
has to attend meetings of each Council, together with representatives
from the relevant Government bureau, to answer questions relating
to drafting and general legal issues. Reflecting the Draftsman's
role as keeper of the statute book, the division also vets
all proposed legislation that is initiated by persons or bodies
other than the Government. This function is performed to ensure
that all legislation confoms to the requirements as to the
form of bills and to the general form of Hong Kong legislation.
To help establish standardised Chinese equivalents
for English legal expressions, the division has compiled an English-Chinese
Glossary of Legal Terms and a Chinese-English
Glossary of Legal Terms. These glossaries refer to the
bilingual legal expressions used in our legislation.
The Bilingual
Laws Information System (BLIS) is a database of the Laws
of Hong Kong developed and maintained by the division. It
is a free service to the public and is available on the Internet.
The division also maintains the Loose-Leaf Edition of the
Laws of Hong Kong.
Legal Policy Division
The work of the Legal
Policy Division revolves around servicing the needs of
the Solicitor General, and giving legal policy advice in respect
of matters currently being considered by the Government. The
division also advises on issues affecting the administration
of justice, human rights, the legal system, the Basic Law,
constitutional law and the law in the Mainland. The division
plays an active role in promoting understanding of Hong Kong's
rule of law and the Basic Law locally, overseas and in the
Mainland. The counsel who work in the Law
Reform Commission Secretariat are also part of the division.
International Law Division
The International
Law Division is headed by the Law Officer (International
Law) and provides advice on public international law to the
Government and negotiates, or provides legal advisers on negotiations,
for bilateral agreements. Counsel from the division also participate,
as members of the Chinese delegation, in the negotiation of
multilateral treaties on public and private international
law. The Mutual Legal Assistance Unit under this Division
handles and co-ordinates requests to and from the HKSAR concerning
surrender of fugitive offenders, mutual legal assistance and
transfer of sentenced persons.
Administration and Development Division
The Administration
and Development Division is headed by the Director of
Administration and Development. As controlling officer, the
Director is responsible for reporting to the Legislative Council
on the finances of the Department of Justice. The division
deals with the many and varied matters involved in running
a major government department, including administrative, financial,
accounting and management services; office automation; training;
library; general translation services; recruitment; personnel;
and office accommodation.

Legal Aid
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
The Legal Aid Department
The Legal
Aid Department provides legal representation in both civil
and criminal cases to any person who has reasonable grounds
for pursuing or defending a legal action but who would otherwise
be prevented from doing so by lack of means. The provision
of legal aid services is funded by the government. Eligible
persons are provided with legal representation either free
or, depending on their financial circumstances, upon payment
of a graduated contribution. Depending on the amount of damages
successfully recovered, an aided person may be required to
reimburse all or part of the legal costs incurred or expenses
paid by the Director on his or her behalf.
Applications for legal aid are determined by
the department's lawyers. If legal aid is granted, the Director
may assign the department's own lawyers or solicitors in private
practice to act for the aided persons.Barristers are also
assigned whenever it is necessary or desirable to instruct
them.
Legal aid in civil cases
Legal aid is available for most types of civil
cases before the District Court, Court of First Instance,
Court of Appeal and Court of Final Appeal. Legal aid is also
available for certain landlord and tenant matters in the Lands
Tribunal, coroners' inquests in cases of great public concern,
and for applications to the Mental Health Review Tribunal.
To be eligible for legal aid an applicant must
satisfy a means test to establish his or her financial eligibility.
In addition, an applicant must satisfy a merits test to show
that he or she has reasonable grounds for bringing or defending
the civil proceedings and a reasonable prospect of success,
or at least a reasonable chance of deriving some tangible
benefit from being provided with legal representation at public
expense.
If both the means and merits tests are satisfied,
legal aid will be offered. The Director of Legal Aid has the
discretion to waive the upper financial eligibility limit
in meritorious Bill of Rights cases.
An applicant who is aggrieved by the Director
of Legal Aid's decision of refusing legal aid may appeal to
the Registrar of the High Court, or a Committee of Review
chaired by the Registrar in relation to appeals to the Court
of Final Appeal. The decision of the Registrar or the Committee
is final.
Legal aid for criminal cases
Legal aid is available for all types of criminal
cases heard before the District Court, the Court of First
Instance and the Court of Appeal, including appeals against
decisions of magistrates. It is also available for appeals
to the Court of Final Appeal, and committal proceedings prior
to trial in the Court of First Instance.
To qualify for legal aid for criminal cases
an applicant must satisfy the same financial resources criteria
as for civil cases. An applicant who meets these criteria
will invariably be granted legal aid for his or her trial
and for committals and appeals to the Court of Appeal and
the Court of Final Appeal in cases involving a charge of murder,
treason or piracy with violence. Legal aid will be granted
for criminal appeals (including appeals to the Court of Final
Appeal) only if there are, in law, meritorious grounds of
appeal.
There is no provision for appeal against the
Director's refusal to grant legal aid in criminal cases on
grounds of means or merits, except in relation to appeals
to the Court of Final Appeal. However, an applicant who fails
to pass the means test may still be granted legal aid if the
Director considers that it is desirable in the interests of
justice that the applicant should receive legal aid, or in
cases involving a charge of murder, treason or piracy with
violence, if a judge exempts the applicant from the means
test. In all other cases, a judge may himself grant legal
aid only if the applicant satisfies the means test.
Appeals against refusals of application for
legal aid for criminal appeals to the Court of Final Appeal
are heard by a special committee appointed by the Registrar
of the High Court.
The Supplementary Legal Aid Scheme
This special scheme provides legal assistance
to the so-called "sandwich class" who would otherwise
not qualify for legal aid because of the means test. Initiated
in 1984, it now covers cases of personal injury and death,
medical, dental and legal professional negligence where the
claim for damages is likely to exceed $60,000, and employees'
compensation claims irrespective of the amount of the claim.
The scheme is self-financing and is funded
by contributions paid by the aided person out of their financial
resources and from damages or compensation recovered. When
a case is successfully completed, the aided person pays to
the Director under the scheme an amount equivalent to all
costs incurred and sums paid on his or her behalf, plus 12%
of the damages he or she is awarded, or 6% if the case is
settled before counsel is briefed to attend trial.
In 1996, a statutory body known as the Legal
Aid Services Council was set up to oversee the provision of
legal aid services. It advises the Government on legal aid
policy and funding requirements, and explores the feasibility
and desirability of various options of enhancing the independence
of legal aid administration.
The Duty Lawyer Service
The Duty Lawyer Service was established in
November 1978. It was then known as the Law Society Legal
Advice and Duty Lawyer Schemes. In August 1993, it was incorporated
into a company limited by guarantee and renamed.
The Duty Lawyer Service is subvented by the
HKSAR Government, but independently administered by the legal
profession of Hong Kong. The Hong
Kong Bar Association and the Law
Society each nominates four of its members to sit in the
Council of the Service which manages and administers its operations.
Three lay members have also been invited to sit on the Council.
The Duty Lawyer Service operates three schemes,
the Duty Lawyer Scheme, the Free Legal Advice Scheme and the
Tel-law Scheme.
The Duty Lawyer Scheme provides legal representation
to defendants who are charged and brought before all Magistrates
Courts, Juvenile Courts and Coroners Courts. When the Scheme
first commenced in January 1979, it covered only six offences
and was available only in three magistracies. The Scheme was
expanded gradually; in 1983 it was extended to all the magistracies
in Hong Kong and covered nine offences. After the passing
of the Hong Kong Bill of Rights Ordinance (Cap 383) in 1991,
the scheme was expanded to cover almost all of the criminal
offences in magistracies. There is a Court Liaison Office
in each and every magistracy. Court Liaison Officers offer
scheme representation to all eligible defendants which enable
them to be represented by a duty lawyer in all court hearings.
To be eligible for such legal assistance, a
defendant has to pass the means and merit tests. Each eligible
defendant has to pay a handling charge of $300. As at January
2003, the financial eligibility limit was $127,330 gross annual
income. The Administrator of the service has the discretion
to exempt a defendant from payment of the handling charge.
In 2002, there were 1,321 barristers and solicitors on the
Duty Lawyer Panel and 45,162 defendants were assisted under
the scheme which also assigns lawyers to represent defendants
facing extradition, suspects attending one-way viewer identification
parades and hawkers at the hearing of their appeals to the
Municipal Services Appeals Board.
The Free Legal Advice Scheme was set up in
1978 to provide members of the public with free legal advice
at legal advice centres located in the District Offices of
the Home
Affairs Department. The Scheme operates nine evening advice
centres. These are situated at Sha Tin, Central & Western,
Tsuen Wan, Wan Chai, Kwun Tong, Yau Tsim Mong, Islands, Eastern
and Wong Tai Sin. Apart from the Wanchai centre, which opens
twice a week, all the centres open once a week from 6.25 pm.
Anyone wishing to obtain free legal advice has to attend a
referral agency to book an appointment. All District Offices,
Caritas Offices and sub-offices of the Social
Welfare Department act as referral agencies for the Scheme.
In 2002, there were over 700 volunteer lawyers participating
in this scheme and 6,084 people were given advice.
The Tel-law Scheme was introduced in 1984 to
provide members of the public with taped legal information
through the telephone. In 1995, the Tel-law system was fully
computerized and upgraded into a 24 hours automatic answering
service. The tapes are in Cantonese, English and Putonghua
and cover aspects of the law including matrimonial, landlord
and tenant, criminal, financial, employment, environmental
and administrative law. They are constantly updated and new
tapes are added when a new subject is identified as being
of interest to the public. In 2002, there were 73 topics available
and 51,058 calls were received.
The Legal Aid Services Council
The Legal Aid Services Council is an independent
statutory body established to advise the Chief Executive of
the HKSAR on legal aid policies. It also supervises the provision
of legal aid services by the Legal Aid Department, without
interfering with its day-to-day operation. The council is
chaired by a non-official who is not a member of the legal
profession. Its members include lawyers, lay members and the
Director of Legal Aid. The Council conducts reviews of legal
aid issues and of the legal aid services provided by the Legal
Aid Department.

Other Government
Legal Departments
Information based on the Departmental
publication "Legal System in Hong Kong" printed
in 2004
Legal Advisory and Conveyancing Office
The Legal Advisory and Conveyancing Office
is part of the Lands
Department. It is responsible for:
- the provision of legal advice primarily
to the Lands Administration Office of the Lands Department
and to other Government departments, including the
Government
Property Agency and the Home
Affairs Department, on land related matters and ordinances;
- the drafting of all land disposal and land
acquisition documents;
- the assignment of individual units to owners
following the re-grant of expired non-renewable Government
leases;
- the apportionment of Government rents and
premiums and the recovery of outstanding arrears of Government
rents (other than New Government Rent under the Government
Rent (Assessment & Collection) Ordinance (Cap 515));
and
- the administration of the Lands Department
Consent Scheme for the sale of units in uncompleted developments
including the approval of Deeds of Mutual Covenants which
set out the rights and obligations of the managers and co-owners
of the developments.
Land Registry
The main functions of the Land
Registry are to:
- register documents affecting land under
the Land Registration Ordinance (Cap 128) and its Regulations;
- administer a land registration system by
maintaining an up-to-date Land Register and related land
records;
- provide the public with facilities for
search and supply of copies of the Land Register and other
land records;
- register owners' corporations under the
Building Management Ordinance (Cap 344);
- compile and maintain the Street Index and
the New Territories Lot/Address Cross Reference Table; and
- provide government departments and agencies
with property information.
Intellectual Property Department
The Intellectual
Property Department has the following principal functions:
- advising the Commerce, Industry and Technology
Bureau and other government departments on intellectual
property policy, legislation and related matters;
- administering the Trade Marks Ordinance
(Cap 43), the Patents Ordinance (Cap 514) and the Registered
Designs Ordinance (Cap 522) for registration and protection
of trade marks, patents and designs, and conducting hearings
under these ordinances;
- providing facilities for public access
to information on the trade marks, patents and design registers;
- providing administrative support to the
Copyright Tribunal;
- participating in negotiation and implementation
of intellectual property related international treaties;
- promoting intellectual property protection
through public education; and
- operating the Trade Marks, Patents, Designs
and Copyright Licensing Bodies Registries.
Official Receiver's Office
The principal functions of the Official
Receiver's Office are to:
- provide an in-house management insolvency
service when appointed by the court and the creditors for
the administration of estates, which includes realisation
of assets, adjudication of claims and distribution of dividends
where appropriate, and to perform a public sector role when
acting as trustee or liquidator of last resort;
- manage the schemes for contracting out
liquidation cases to experienced private sector insolvency
practitioners, and to supervise their conduct to ensure
that they effectively carry out their statutory duties;
- investigate into the affairs of bankrupts,
directors and officers of insolvent companies and to undertake
any consequential prosecutions of insolvency related offences,
and to make applications for disqualification of company
directors whose conduct is considered to render them unfit
so to act; and
- administer the provisions of the Bankruptcy
Ordinance (Cap 6) and the winding-up provisions in Parts
V and VI of the Companies Ordinance (Cap 32), and to review
and propose any necessary changes to insolvency legislation.
Companies Registry
The main functions of the Companies
Registry are to:
- incorporate corporate bodies and register
overseas companies under the provisions of the Companies
Ordinance (Cap 32);
- register documentation required by the
various ordinances administered by the Companies Registry
such as the Companies Ordinance, the Limited Partnerships
Ordinance (Cap 37), the Trustee Ordinance (Cap 29), the
Registered Trustees Incorporation Ordinance (Cap 306), the
Money Lenders Ordinance (Cap 163) and a large number of
miscellaneous incorporation ordinances;
- deregister
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